| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 39,317,000 | 46,989,000 | 97.00% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 663,000 | 795,000 | 1.64% | PRN | |
| 3 | Investors Capital Advisory Services | 306,000 | 366,000 | 0.76% | ||
| 4 | LPL Financial LLC | 90,000 | 108,000 | 0.22% | ||
| 5 | Creative Planning | 54,000 | 65,000 | 0.13% | PRN | |
| 6 | D.A. DAVIDSON & CO. | 51,000 | 59,000 | 0.12% | ||
| 7 | Wellesley Asset Management | 24,098 | 28,917 | 0.06% | PRN | |
| 8 | BANK OF AMERICA CORP /DE/ | 14,000 | 17,000 | 0.04% | PRN | |
| 9 | HighTower Advisors, LLC | 12,000 | 14,000 | 0.03% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
