| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 1,817,000 | 2,254,000 | 48.59% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 1,152,000 | 1,429,000 | 30.80% | PRN | |
| 3 | Investors Capital Advisory Services | 466,000 | 577,000 | 12.44% | ||
| 4 | Creative Planning | 67,000 | 83,000 | 1.79% | PRN | |
| 5 | D.A. DAVIDSON & CO. | 51,000 | 63,000 | 1.36% | ||
| 6 | MSI Financial Services Inc | 46,000 | 57,000 | 1.23% | ||
| 7 | LPL Financial LLC | 45,000 | 55,000 | 1.19% | ||
| 8 | HighTower Advisors, LLC | 34,000 | 42,000 | 0.91% | PRN | |
| 9 | Wellesley Asset Management | 29,864 | 37,047 | 0.80% | PRN | |
| 10 | MANAGED ACCOUNT ADVISORS LLC | 20,000 | 25,000 | 0.54% | PRN | |
| 11 | BANK OF AMERICA CORP /DE/ | 14,000 | 17,000 | 0.37% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
