| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PICTON MAHONEY ASSET MANAGEMENT | 8,300 | 1,523,000 | 33.71% | SH | |
| 2 | DEUTSCHE BANK AG\ | 1,180,000 | 1,346,000 | 29.79% | PRN | |
| 3 | GOLDMAN SACHS GROUP INC | 696,000 | 791,000 | 17.51% | PRN | |
| 4 | Investors Capital Advisory Services | 531,000 | 605,000 | 13.39% | ||
| 5 | D.A. DAVIDSON & CO. | 51,000 | 58,000 | 1.28% | ||
| 6 | MSI Financial Services Inc | 46,000 | 52,000 | 1.15% | ||
| 7 | LPL Financial LLC | 45,000 | 49,000 | 1.08% | ||
| 8 | HighTower Advisors, LLC | 34,000 | 39,000 | 0.86% | PRN | |
| 9 | Wellesley Asset Management | 31,022 | 35,392 | 0.78% | PRN | |
| 10 | Creative Planning | 9,000 | 10,000 | 0.22% | PRN | |
| 11 | BANK OF AMERICA CORP /DE/ | 9,000 | 10,000 | 0.22% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
