| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 14,000 | 19,000 | 0.26% | PRN | |
| 2 | MANAGED ACCOUNT ADVISORS LLC | 20,000 | 27,000 | 0.38% | PRN | |
| 3 | Wellesley Asset Management | 27,438 | 36,919 | 0.51% | PRN | |
| 4 | LPL Financial LLC | 45,000 | 59,000 | 0.82% | ||
| 5 | MSI Financial Services Inc | 46,000 | 62,000 | 0.86% | ||
| 6 | D.A. DAVIDSON & CO. | 51,000 | 72,000 | 1.00% | ||
| 7 | Investors Capital Advisory Services | 439,000 | 590,000 | 8.20% | ||
| 8 | DEUTSCHE BANK AG\ | 745,000 | 1,002,000 | 13.92% | PRN | |
| 9 | GOLDMAN SACHS GROUP INC | 4,045,000 | 5,330,000 | 74.05% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
