| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 157,739 | 1,790,000 | 77.02% | ||
| 2 | MORGAN STANLEY | 12,663 | 144,000 | 6.20% | ||
| 3 | ROYAL BANK OF CANADA | 10,500 | 119,000 | 5.12% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 8,500 | 96,000 | 4.13% | ||
| 5 | CITIGROUP INC | 5,000 | 57,000 | 2.45% | ||
| 6 | UBS AG | 4,330 | 49,000 | 2.11% | ||
| 7 | WELLS FARGO & COMPANY/MN | 3,981 | 45,000 | 1.94% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,051 | 23,000 | 0.99% | ||
| 9 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
