| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 259,232 | 3,201,000 | 66.05% | ||
| 2 | Private Advisor Group, LLC | 28,364 | 350,000 | 7.22% | ||
| 3 | MORGAN STANLEY | 26,533 | 328,000 | 6.77% | ||
| 4 | CETERA INVESTMENT ADVISERS | 21,884 | 271,000 | 5.59% | ||
| 5 | LPL Financial LLC | 12,830 | 161,000 | 3.32% | ||
| 6 | ROYAL BANK OF CANADA | 11,400 | 141,000 | 2.91% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 11,008 | 136,000 | 2.81% | ||
| 8 | WELLS FARGO & COMPANY/MN | 8,780 | 108,000 | 2.23% | ||
| 9 | CITIGROUP INC | 7,000 | 86,000 | 1.77% | ||
| 10 | UBS Group AG | 4,021 | 50,000 | 1.03% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 12,000 | 0.25% | ||
| 12 | NORTHERN TRUST CORP | 14,324 | 2,000 | 0.04% | ||
| 13 | Tower Research Capital LLC (TRC) | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
