| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 307,449 | 3,683,000 | 81.79% | ||
| 2 | MORGAN STANLEY | 21,777 | 261,000 | 5.80% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 14,045 | 169,000 | 3.75% | ||
| 4 | WELLS FARGO & COMPANY/MN | 9,780 | 117,000 | 2.60% | ||
| 5 | ROYAL BANK OF CANADA | 8,000 | 96,000 | 2.13% | ||
| 6 | UBS Group AG | 5,694 | 69,000 | 1.53% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,351 | 52,000 | 1.15% | ||
| 8 | ADVISOR GROUP, INC. | 3,018 | 36,000 | 0.80% | ||
| 9 | MSI Financial Services Inc | 1,660 | 20,000 | 0.44% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
