| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 154,325 | 1,782,000 | 75.04% | ||
| 2 | MORGAN STANLEY | 19,193 | 222,000 | 9.35% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 8,567 | 99,000 | 4.17% | ||
| 4 | ROYAL BANK OF CANADA | 8,000 | 92,000 | 3.87% | ||
| 5 | WELLS FARGO & COMPANY/MN | 5,223 | 60,000 | 2.53% | ||
| 6 | CITIGROUP INC | 5,000 | 58,000 | 2.44% | ||
| 7 | UBS AG | 2,855 | 33,000 | 1.39% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,051 | 24,000 | 1.01% | ||
| 9 | B. Riley Wealth Advisors, Inc. | 399 | 4,608 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
