| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 340,317 | 4,570,000 | 79.51% | ||
| 2 | MORGAN STANLEY | 21,347 | 287,000 | 4.99% | ||
| 3 | Laurion Capital Management LP | 15,311 | 206,000 | 3.58% | ||
| 4 | Virtu KCG Holdings LLC | 10,105 | 136,000 | 2.37% | ||
| 5 | WELLS FARGO & COMPANY/MN | 9,780 | 131,000 | 2.28% | ||
| 6 | ROYAL BANK OF CANADA | 8,000 | 107,000 | 1.86% | ||
| 7 | ARROW FINANCIAL CORP | 6,000 | 81,000 | 1.41% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 5,152 | 69,000 | 1.20% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,351 | 58,000 | 1.01% | ||
| 10 | ADVISOR GROUP, INC. | 3,018 | 41,000 | 0.71% | ||
| 11 | UBS Group AG | 2,745 | 37,000 | 0.64% | ||
| 12 | MSI Financial Services Inc | 1,660 | 22,000 | 0.38% | ||
| 13 | Tower Research Capital LLC (TRC) | 211 | 3,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
