| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 253,665 | 3,017,000 | 79.44% | ||
| 2 | MORGAN STANLEY | 22,490 | 267,000 | 7.03% | ||
| 3 | ROYAL BANK OF CANADA | 11,400 | 136,000 | 3.58% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 9,124 | 109,000 | 2.87% | ||
| 5 | WELLS FARGO & COMPANY/MN | 8,781 | 104,000 | 2.74% | ||
| 6 | CITIGROUP INC | 7,000 | 83,000 | 2.19% | ||
| 7 | UBS Group AG | 5,745 | 68,000 | 1.79% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 12,000 | 0.32% | ||
| 9 | Tower Research Capital LLC (TRC) | 200 | 2,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
