| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 274,886 | 3,672,000 | 68.46% | ||
| 2 | CETERA INVESTMENT ADVISERS | 30,907 | 413,000 | 7.70% | ||
| 3 | MORGAN STANLEY | 22,133 | 296,000 | 5.52% | ||
| 4 | Raymond James Financial Services Advisors, Inc. | 15,908 | 213,000 | 3.97% | ||
| 5 | LPL Financial LLC | 12,830 | 171,000 | 3.19% | ||
| 6 | WELLS FARGO & COMPANY/MN | 8,781 | 117,000 | 2.18% | ||
| 7 | ROYAL BANK OF CANADA | 8,400 | 112,000 | 2.09% | ||
| 8 | CITIGROUP INC | 7,000 | 94,000 | 1.75% | ||
| 9 | ARROW FINANCIAL CORP | 6,000 | 80,000 | 1.49% | ||
| 10 | UBS Group AG | 5,196 | 70,000 | 1.30% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 4,010 | 54,000 | 1.01% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 3,018 | 40,000 | 0.75% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,400 | 19,000 | 0.35% | ||
| 14 | TOMPKINS FINANCIAL CORP | 999 | 13,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
