| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 164,481 | 1,861,000 | 67.09% | ||
| 2 | MORGAN STANLEY | 19,193 | 217,000 | 7.82% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 15,030 | 170,000 | 6.13% | ||
| 4 | Virtu KCG Holdings LLC | 14,123 | 160,000 | 5.77% | ||
| 5 | ROYAL BANK OF CANADA | 12,000 | 136,000 | 4.90% | ||
| 6 | UBS AG | 7,221 | 82,000 | 2.96% | ||
| 7 | WELLS FARGO & COMPANY/MN | 5,223 | 59,000 | 2.13% | ||
| 8 | CITIGROUP INC | 5,000 | 57,000 | 2.05% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,051 | 23,000 | 0.83% | ||
| 10 | Ground Swell Capital, LLC | 698 | 8,000 | 0.29% | ||
| 11 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
