| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 200 | 2,000 | 0.06% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 12,000 | 0.33% | ||
| 3 | CITIGROUP INC | 5,000 | 59,000 | 1.63% | ||
| 4 | WELLS FARGO & COMPANY/MN | 6,281 | 74,000 | 2.04% | ||
| 5 | UBS Group AG | 9,164 | 108,000 | 2.98% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 10,742 | 127,000 | 3.50% | ||
| 7 | ROYAL BANK OF CANADA | 11,000 | 129,000 | 3.56% | ||
| 8 | MORGAN STANLEY | 27,381 | 322,000 | 8.89% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 237,205 | 2,791,000 | 77.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
