| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TOMPKINS FINANCIAL CORP | 999 | 13,000 | 0.28% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,051 | 24,000 | 0.52% | ||
| 3 | ADVISOR GROUP, INC. | 3,018 | 35,000 | 0.77% | ||
| 4 | UBS Group AG | 5,242 | 60,000 | 1.31% | ||
| 5 | ROYAL BANK OF CANADA | 8,000 | 92,000 | 2.01% | ||
| 6 | WELLS FARGO & COMPANY/MN | 10,281 | 118,000 | 2.58% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 13,594 | 156,000 | 3.41% | ||
| 8 | Laurion Capital Management LP | 16,393 | 188,000 | 4.11% | ||
| 9 | MORGAN STANLEY | 29,792 | 343,000 | 7.50% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 308,319 | 3,543,000 | 77.49% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
