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PIONEER DIVERSIFIED HIGH INC
PIONEER DIVERSIFIED HIGH INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 24 Institutional holders with a total value of $18,579,832.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 360,740 7,625,000 41.04%
2 Advisors Asset Management, Inc. 142,084 3,004,000 16.17%
3 COHEN & STEERS, INC. 93,847 1,984,000 10.68%
4 WELLS FARGO & COMPANY/MN 44,833 948,000 5.10%
5 Invesco Ltd. 37,240 788,000 4.24%
6 BANK OF AMERICA CORP /DE/ 27,236 576,000 3.10%
7 LPL Financial LLC 26,093 552,000 2.97%
8 Raymond James Financial Services Advisors, Inc. 25,747 544,000 2.93%
9 UBS AG 22,853 483,000 2.60%
10 MORGAN STANLEY 21,268 450,000 2.42%
11 Nuveen Asset Management, LLC 17,400 368,000 1.98%
12 COLONY GROUP LLC 16,560 350,000 1.88%
13 RAYMOND JAMES & ASSOCIATES 15,688 332,000 1.79%
14 WFG Advisors, LP 9,000 190,000 1.02%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,000 127,000 0.68%
16 AMERIPRISE FINANCIAL INC 5,165 109,000 0.59%
17 B. Riley Wealth Management, Inc. 2,897 61,000 0.33%
18 Plante Moran Financial Advisors, LLC 1,400 30,000 0.16%
19 MSI Financial Services Inc 1,175 25,000 0.13%
20 CITIGROUP INC 713 16,000 0.09%
21 B. Riley Wealth Advisors, Inc. 418 8,832 0.05%
22 Creative Planning 301 6,000 0.03%
23 Tower Research Capital LLC (TRC) 90 2,000 0.01%
24 ROYAL BANK OF CANADA 87 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.