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PIONEER DIVERSIFIED HIGH INC
PIONEER DIVERSIFIED HIGH INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 32 Institutional holders with a total value of $18,117,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Shaker Financial Services, LLC 321,302 4,746,000 26.20%
2 GUGGENHEIM CAPITAL LLC 157,935 2,332,000 12.87%
3 WOLVERINE ASSET MANAGEMENT LLC 105,722 1,561,000 8.62%
4 COLONY GROUP LLC 81,891 1,210,000 6.68%
5 Invesco Ltd. 74,045 1,094,000 6.04%
6 COHEN & STEERS, INC. 69,625 1,028,000 5.67%
7 BAIRD FINANCIAL GROUP, INC. 66,743 986,000 5.44%
8 UBS Group AG 50,942 752,000 4.15%
9 BANK OF AMERICA CORP /DE/ 41,558 614,000 3.39%
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 34,109 504,000 2.78%
11 GEODE CAPITAL MANAGEMENT, LLC 31,089 459,000 2.53% PRN
12 LPL Financial LLC 27,386 403,000 2.22%
13 SG Americas Securities, LLC 26,794 396,000 2.19%
14 Raymond James Financial Services Advisors, Inc. 24,742 365,000 2.01%
15 WELLS FARGO & COMPANY/MN 20,251 299,000 1.65%
16 DOLIVER ADVISORS, LP 19,728 291,000 1.61%
17 Advisors Asset Management, Inc. 15,445 228,000 1.26%
18 MORGAN STANLEY 13,630 201,000 1.11%
19 Curi Capital, LLC 10,487 155,000 0.86%
20 Laurion Capital Management LP 10,234 151,000 0.83%
21 AQR ARBITRAGE LLC 10,227 151,000 0.83%
22 WESTPORT RESOURCES MANAGEMENT INC 6,500 96,000 0.53%
23 ROYAL BANK OF CANADA 2,536 37,000 0.20%
24 NEXT Financial Group, Inc 2,070 30,000 0.17%
25 MSI Financial Services Inc 565 8,000 0.04%
26 Creative Planning 501 7,000 0.04%
27 Windsor Capital Management, LLC 300 4,000 0.02%
28 Thomas J. Herzfeld Advisors, Inc. 200 3,000 0.02%
29 FIFTH THIRD BANCORP 219 3,000 0.02%
30 Catalyst Capital Advisors LLC 45 1,000 0.01%
31 Tower Research Capital LLC (TRC) 34 1,000 0.01%
32 US BANCORP \DE\ 36 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.