| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 217,615 | 3,487,000 | 13.28% | ||
| 2 | Shaker Financial Services, LLC | 201,698 | 3,231,000 | 12.31% | ||
| 3 | Advisors Asset Management, Inc. | 184,286 | 2,952,000 | 11.25% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 134,846 | 2,160,000 | 8.23% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 121,407 | 1,945,000 | 7.41% | ||
| 6 | UBS Group AG | 113,341 | 1,816,000 | 6.92% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 102,881 | 1,648,000 | 6.28% | ||
| 8 | WELLS FARGO & COMPANY/MN | 96,225 | 1,541,000 | 5.87% | ||
| 9 | COHEN & STEERS, INC. | 89,665 | 1,436,000 | 5.47% | ||
| 10 | COLONY GROUP LLC | 84,011 | 1,346,000 | 5.13% | ||
| 11 | Yorktown Management & Research Co Inc | 75,000 | 1,202,000 | 4.58% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 61,238 | 981,000 | 3.74% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 32,762 | 525,000 | 2.00% | ||
| 14 | MORGAN STANLEY | 26,576 | 426,000 | 1.62% | ||
| 15 | Curi Capital, LLC | 24,699 | 396,000 | 1.51% | ||
| 16 | Private Advisor Group, LLC | 17,223 | 278,000 | 1.06% | ||
| 17 | BAIRD FINANCIAL GROUP, INC. | 16,928 | 271,000 | 1.03% | ||
| 18 | LPL Financial LLC | 16,213 | 260,000 | 0.99% | ||
| 19 | GENEOS WEALTH MANAGEMENT INC. | 7,302 | 116,000 | 0.44% | ||
| 20 | Advisory Alpha, LLC | 3,421 | 56,000 | 0.21% | ||
| 21 | CITIGROUP INC | 3,198 | 51,000 | 0.19% | ||
| 22 | ROYAL BANK OF CANADA | 2,899 | 46,000 | 0.18% | ||
| 23 | NEXT Financial Group, Inc | 2,070 | 33,000 | 0.13% | ||
| 24 | MSI Financial Services Inc | 1,800 | 29,000 | 0.11% | ||
| 25 | KRILOGY FINANCIAL LLC | 500 | 8,000 | 0.03% | PRN | |
| 26 | Creative Planning | 301 | 5,000 | 0.02% | ||
| 27 | Thomas J. Herzfeld Advisors, Inc. | 200 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
