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PIONEER DIVERSIFIED HIGH INC
PIONEER DIVERSIFIED HIGH INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 35 Institutional holders with a total value of $19,350,093.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 305,276 5,421,000 28.02%
2 SG Americas Securities, LLC 125,675 2,231,000 11.53%
3 Advisors Asset Management, Inc. 95,882 1,702,000 8.80%
4 Shaker Financial Services, LLC 91,987 1,633,000 8.44%
5 Robert W. Baird & Co. Inc 83,721 1,486,000 7.68%
6 COHEN & STEERS, INC. 57,193 1,015,000 5.25%
7 WOLVERINE ASSET MANAGEMENT LLC 54,406 965,000 4.99%
8 Invesco Ltd. 45,156 801,000 4.14%
9 LPL Financial LLC 31,584 561,000 2.90%
10 UBS Group AG 27,554 489,000 2.53%
11 BANK OF AMERICA CORP /DE/ 26,020 462,000 2.39%
12 MORGAN STANLEY 24,280 431,000 2.23%
13 Raymond James Financial Services Advisors, Inc. 22,261 395,000 2.04%
14 RIVERNORTH CAPITAL MANAGEMENT, LLC 20,000 355,000 1.83%
15 COLONY GROUP LLC 19,520 346,000 1.79%
16 DOLIVER ADVISORS, LP 17,819 316,000 1.63%
17 WESTPORT RESOURCES MANAGEMENT INC 10,600 188,000 0.97%
18 WFG Advisors, LP 9,000 160,000 0.83%
19 TradeLink Global Equity LLC 5,400 96,000 0.50%
20 AMERICAN INTERNATIONAL GROUP, INC. 3,200 56,800 0.29%
21 NATIONAL PLANNING CORP 3,000 52,293 0.27%
22 B. Riley Wealth Management, Inc. 2,942 52,000 0.27%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 1,700 30,000 0.16%
24 WELLS FARGO & COMPANY/MN 1,223 22,000 0.11%
25 Catalyst Capital Advisors LLC 995 18,000 0.09%
26 FIFTH THIRD BANCORP 719 13,000 0.07%
27 MSI Financial Services Inc 565 10,000 0.05%
28 Creative Planning 501 9,000 0.05%
29 Tower Research Capital LLC (TRC) 460 8,000 0.04%
30 NEXT Financial Group, Inc 470 8,000 0.04%
31 ROYAL BANK OF CANADA 430 7,000 0.04%
32 B. Riley Wealth Advisors, Inc. 418 7,000 0.04%
33 Thomas J. Herzfeld Advisors, Inc. 200 4,000 0.02%
34 HUTCHENS INVESTMENT MANAGEMENT INC 13 0 0.00%
35 McNamara Financial Services, Inc. 13 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.