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PIONEER DIVERSIFIED HIGH INC
PIONEER DIVERSIFIED HIGH INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 28 Institutional holders with a total value of $20,861,904.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 198,375 3,114,000 14.93%
2 Invesco Ltd. 182,954 2,872,000 13.77%
3 GUGGENHEIM CAPITAL LLC 114,101 1,791,000 8.59%
4 BANK OF AMERICA CORP /DE/ 104,889 1,647,000 7.89%
5 Shaker Financial Services, LLC 103,009 1,617,000 7.75%
6 UBS Group AG 100,773 1,582,000 7.58%
7 COHEN & STEERS, INC. 82,953 1,302,000 6.24%
8 Yorktown Management & Research Co Inc 75,000 1,178,000 5.65%
9 WELLS FARGO & COMPANY/MN 66,769 1,048,000 5.02%
10 Laurion Capital Management LP 48,987 769,000 3.69%
11 ROBINSON CAPITAL MANAGEMENT, LLC 46,238 726,000 3.48%
12 LPL Financial LLC 38,251 601,000 2.88%
13 COLONY GROUP LLC 35,343 555,000 2.66%
14 MORGAN STANLEY 34,180 536,000 2.57%
15 Raymond James Financial Services Advisors, Inc. 29,051 456,000 2.19%
16 KOVITZ INVESTMENT GROUP PARTNERS, LLC 25,919 407,000 1.95%
17 BAIRD FINANCIAL GROUP, INC. 16,405 258,000 1.24%
18 GENEOS WEALTH MANAGEMENT INC. 7,005 110,000 0.53%
19 US BANCORP \DE\ 5,600 88,000 0.42%
20 ROYAL BANK OF CANADA 5,440 86,000 0.41%
21 WEALTHPLAN PARTNERS, LLC 2,460 38,622 0.19%
22 MSI Financial Services Inc 2,365 37,000 0.18%
23 NEXT Financial Group, Inc 2,070 32,000 0.15%
24 Creative Planning 301 5,000 0.02%
25 Thomas J. Herzfeld Advisors, Inc. 200 3,000 0.01%
26 Tower Research Capital LLC (TRC) 100 2,000 0.01%
27 Catalyst Capital Advisors LLC 45 1,000 0.00%
28 WOLVERINE TRADING LP /BD 18 282 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.