| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Shaker Financial Services, LLC | 303,405 | 4,427,000 | 21.92% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 129,833 | 1,893,000 | 9.37% | ||
| 3 | Advisors Asset Management, Inc. | 127,265 | 1,857,000 | 9.19% | ||
| 4 | Invesco Ltd. | 105,670 | 1,541,000 | 7.63% | ||
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 77,936 | 1,137,000 | 5.63% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 71,991 | 1,050,000 | 5.20% | ||
| 7 | ROBINSON CAPITAL MANAGEMENT, LLC | 70,699 | 1,031,000 | 5.10% | ||
| 8 | COHEN & STEERS, INC. | 69,625 | 1,016,000 | 5.03% | ||
| 9 | Kovitz Investment Group, LLC | 51,720 | 755,000 | 3.74% | ||
| 10 | LPL Financial LLC | 49,018 | 716,000 | 3.54% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 40,728 | 594,000 | 2.94% | ||
| 12 | BAIRD FINANCIAL GROUP, INC. | 34,459 | 503,000 | 2.49% | ||
| 13 | SG Americas Securities, LLC | 31,926 | 466,000 | 2.31% | ||
| 14 | COLONY GROUP LLC | 30,031 | 438,000 | 2.17% | ||
| 15 | UBS Group AG | 26,712 | 390,000 | 1.93% | ||
| 16 | MORGAN STANLEY | 25,324 | 369,000 | 1.83% | ||
| 17 | AQR ARBITRAGE LLC | 25,192 | 368,000 | 1.82% | ||
| 18 | MARINER INVESTMENT GROUP LLC | 23,912 | 349,000 | 1.73% | ||
| 19 | WELLS FARGO & COMPANY/MN | 22,993 | 335,000 | 1.66% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 22,524 | 329,000 | 1.63% | ||
| 21 | Squarepoint Ops LLC | 14,800 | 216,000 | 1.07% | ||
| 22 | Weiss Asset Management LP | 13,366 | 195,000 | 0.97% | ||
| 23 | US BANCORP \DE\ | 5,600 | 82,000 | 0.41% | ||
| 24 | ROYAL BANK OF CANADA | 3,116 | 45,000 | 0.22% | ||
| 25 | MSI Financial Services Inc | 2,465 | 36,000 | 0.18% | ||
| 26 | NEXT Financial Group, Inc | 2,070 | 30,000 | 0.15% | ||
| 27 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,472 | 21,000 | 0.10% | ||
| 28 | Creative Planning | 501 | 7,000 | 0.03% | ||
| 29 | Thomas J. Herzfeld Advisors, Inc. | 200 | 3,000 | 0.01% | ||
| 30 | Catalyst Capital Advisors LLC | 45 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
