| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,499,618 | 27,128,000 | 29.41% | ||
| 2 | Saba Capital Management, L.P. | 1,105,051 | 19,990,000 | 21.67% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 584,527 | 10,574,000 | 11.46% | ||
| 4 | Invesco Ltd. | 401,098 | 7,256,000 | 7.87% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 360,035 | 6,513,000 | 7.06% | ||
| 6 | BB&T SECURITIES, LLC | 21,246 | 3,843,000 | 4.17% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 176,206 | 3,188,000 | 3.46% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 162,639 | 2,942,000 | 3.19% | ||
| 9 | WELLS FARGO & COMPANY/MN | 125,265 | 2,266,000 | 2.46% | ||
| 10 | UBS AG | 83,076 | 1,503,000 | 1.63% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 60,723 | 1,098,000 | 1.19% | ||
| 12 | Robert W. Baird & Co. Inc | 51,594 | 933,000 | 1.01% | ||
| 13 | Janney Montgomery Scott LLC | 42,347 | 766,057 | 0.83% | ||
| 14 | CORNERSTONE ADVISORS INC | 34,731 | 628,000 | 0.68% | ||
| 15 | BNP PARIBAS FINANCIAL MARKETS | 34,670 | 626,487 | 0.68% | ||
| 16 | DRW Securities, LLC | 33,252 | 602,000 | 0.65% | ||
| 17 | Capital Investment Advisors, LLC | 30,658 | 554,603 | 0.60% | ||
| 18 | LPL Financial LLC | 22,141 | 401,000 | 0.43% | ||
| 19 | Commonwealth Equity Services, Inc | 16,213 | 293,000 | 0.32% | ||
| 20 | ROYAL BANK OF CANADA | 15,402 | 278,000 | 0.30% | ||
| 21 | DEUTSCHE BANK AG\ | 14,800 | 267,000 | 0.29% | ||
| 22 | Investors Capital Advisory Services | 12,000 | 217,000 | 0.24% | ||
| 23 | BARCLAYS PLC | 8,014 | 144,000 | 0.16% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 5,782 | 105,000 | 0.11% | ||
| 25 | MSI Financial Services Inc | 5,000 | 90,000 | 0.10% | ||
| 26 | B. Riley Wealth Management, Inc. | 1,749 | 32,000 | 0.03% | ||
| 27 | Tower Research Capital LLC (TRC) | 207 | 4,000 | 0.00% | ||
| 28 | MUFG Americas Holdings Corp | 181 | 3,000 | 0.00% | ||
| 29 | Creative Planning | 100 | 2,000 | 0.00% | ||
| 30 | CITIGROUP INC | 70 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
