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PRUDENTIAL SHT DURATION HG YLD
PRUDENTIAL SHT DURATION HG YLD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 44 Institutional holders with a total value of $121,667,491.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,662,741 27,735,000 22.80%
2 BESSEMER GROUP INC 976,681 16,291,000 13.39%
3 UBS Group AG 792,697 13,222,000 10.87%
4 GUGGENHEIM CAPITAL LLC 656,854 10,955,000 9.00%
5 Invesco Ltd. 436,492 7,280,000 5.98%
6 BB&T SECURITIES, LLC 38,418 6,408,000 5.27%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 340,634 5,682,000 4.67%
8 BANK OF AMERICA CORP /DE/ 291,467 4,862,000 4.00%
9 WELLS FARGO & COMPANY/MN 286,830 4,784,000 3.93%
10 Trust Asset Management LLC 210,303 3,508,000 2.88%
11 RAYMOND JAMES & ASSOCIATES 176,165 2,938,000 2.41%
12 SG Americas Securities, LLC 165,397 2,759,000 2.27%
13 Kamunting Street Capital Management, L.P. 96,288 1,606,000 1.32%
14 RIVERNORTH CAPITAL MANAGEMENT, LLC 93,669 1,562,000 1.28%
15 Capital Investment Advisors, LLC 83,518 1,393,000 1.14%
16 Raymond James Financial Services Advisors, Inc. 83,204 1,388,000 1.14%
17 CITIGROUP INC 59,826 998,000 0.82%
18 Robert W. Baird & Co. Inc 55,702 929,000 0.76%
19 Laurion Capital Management LP 55,368 924,000 0.76%
20 HUNTINGTON NATIONAL BANK 54,010 901,000 0.74% PRN
21 DRW Securities, LLC 41,052 685,000 0.56%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 41,092 685,000 0.56%
23 Stratos Wealth Partners, LTD. 38,864 648,126 0.53%
24 DEUTSCHE BANK AG\ 38,184 636,000 0.52%
25 ROYAL BANK OF CANADA 29,063 485,000 0.40%
26 BNP PARIBAS FINANCIAL MARKETS 28,663 478,099 0.39%
27 LPL Financial LLC 23,548 393,000 0.32%
28 Commonwealth Equity Services, Inc 18,644 311,000 0.26%
29 CHARTIST INC /CA/ 15,000 246,000 0.20%
30 Investors Capital Advisory Services 14,150 236,000 0.19%
31 CTC Alternative Strategies, Ltd. 13,700 228,516 0.19%
32 Sunbelt Securities, Inc. 10,437 174,000 0.14%
33 TradeLink Global Equity LLC 6,200 103,000 0.08%
34 MSI Financial Services Inc 4,050 68,000 0.06%
35 OPTIMUM INVESTMENT ADVISORS 2,000 33,000 0.03%
36 B. Riley Wealth Management, Inc. 1,865 31,000 0.03%
37 B. Riley Wealth Advisors, Inc. 1,500 25,000 0.02%
38 FIFTH THIRD BANCORP 1,350 23,000 0.02%
39 WFG Advisors, LP 1,267 21,000 0.02%
40 Edge Wealth Management LLC 600 10,000 0.01%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 585 10,000 0.01%
42 NATIONAL PLANNING CORP 600 9,750 0.01%
43 MUFG Americas Holdings Corp 181 3,000 0.00%
44 BlackRock Investment Management, LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.