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PRUDENTIAL SHT DURATION HG YLD
PRUDENTIAL SHT DURATION HG YLD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 45 Institutional holders with a total value of $121,609,854.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,399,055 21,644,000 17.80%
2 BESSEMER GROUP INC 983,439 15,214,000 12.51%
3 UBS Group AG 853,987 13,211,000 10.86%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 625,454 9,676,000 7.96%
5 GUGGENHEIM CAPITAL LLC 616,886 9,542,000 7.85%
6 PARAMETRIC PORTFOLIO ASSOCIATES LLC 464,220 7,181,000 5.90%
7 BANK OF AMERICA CORP /DE/ 405,010 6,265,000 5.15%
8 Invesco Ltd. 401,882 6,217,000 5.11%
9 WELLS FARGO & COMPANY/MN 365,847 5,659,000 4.65%
10 Trust Asset Management LLC 250,658 3,878,000 3.19%
11 Vident Investment Advisory, LLC 197,417 3,054,000 2.51%
12 RAYMOND JAMES & ASSOCIATES 161,515 2,499,000 2.05%
13 Capital Investment Advisors, LLC 158,448 2,451,000 2.02%
14 DOLIVER ADVISORS, LP 140,408 2,172,000 1.79%
15 BAIRD FINANCIAL GROUP, INC. 87,333 1,351,000 1.11%
16 Shaker Financial Services, LLC 83,563 1,293,000 1.06%
17 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 62,110 961,000 0.79%
18 Laurion Capital Management LP 58,267 901,000 0.74%
19 LPL Financial LLC 46,689 719,000 0.59%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 44,284 685,000 0.56%
21 DRW Securities, LLC 42,452 657,000 0.54%
22 WOLVERINE ASSET MANAGEMENT LLC 41,792 646,000 0.53%
23 EnTrustPermal Management LLC 40,500 627,000 0.52%
24 BB&T SECURITIES, LLC 37,199 575,000 0.47%
25 Raymond James Financial Services Advisors, Inc. 37,076 574,000 0.47%
26 HUNTINGTON NATIONAL BANK 34,821 539,000 0.44% PRN
27 DEUTSCHE BANK AG\ 31,196 482,000 0.40%
28 ROYAL BANK OF CANADA 26,263 406,000 0.33%
29 Saba Capital Management, L.P. 26,000 402,000 0.33%
30 Fragasso Financial Advisors Inc 25,775 398,000 0.33%
31 Sunbelt Securities, Inc. 23,216 359,575 0.30%
32 Commonwealth Equity Services, Inc 20,705 320,000 0.26%
33 Virtu KCG Holdings LLC 16,875 261,000 0.21%
34 Investors Capital Advisory Services 15,150 234,000 0.19%
35 CLOUGH CAPITAL PARTNERS L P 14,400 223,000 0.18%
36 Thomas J. Herzfeld Advisors, Inc. 7,001 107,000 0.09%
37 MSI Financial Services Inc 3,800 59,000 0.05%
38 PNC FINANCIAL SERVICES GROUP, INC. 3,500 54,000 0.04%
39 B. Riley Wealth Management, Inc. 1,966 30,000 0.02%
40 Simplicity Solutions, LLC 1,828 28,279 0.02%
41 ROBLE, BELKO & COMPANY, INC 1,550 24,000 0.02%
42 WFG Advisors, LP 1,267 20,000 0.02%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 585 9,000 0.01%
44 US BANCORP \DE\ 57 1,000 0.00%
45 CITIGROUP INC 70 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.