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PRUDENTIAL SHT DURATION HG YLD
PRUDENTIAL SHT DURATION HG YLD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 45 Institutional holders with a total value of $122,170,686.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,515,926 24,665,000 20.19%
2 BESSEMER GROUP INC 983,439 15,999,000 13.10%
3 UBS Group AG 833,531 13,561,000 11.10%
4 GUGGENHEIM CAPITAL LLC 672,995 10,949,000 8.96%
5 BANK OF AMERICA CORP /DE/ 488,131 7,942,000 6.50%
6 PARAMETRIC PORTFOLIO ASSOCIATES LLC 443,943 7,223,000 5.91%
7 BB&T SECURITIES, LLC 40,984 6,668,000 5.46%
8 WELLS FARGO & COMPANY/MN 400,588 6,518,000 5.34%
9 Invesco Ltd. 343,491 5,589,000 4.57%
10 Trust Asset Management LLC 262,956 4,278,000 3.50%
11 RAYMOND JAMES & ASSOCIATES 170,986 2,782,000 2.28%
12 Capital Investment Advisors, LLC 5,560 2,124,000 1.74%
13 Raymond James Financial Services Advisors, Inc. 98,578 1,604,000 1.31%
14 Robert W. Baird & Co. Inc 85,857 1,397,000 1.14%
15 Laurion Capital Management LP 82,133 1,336,000 1.09%
16 DOLIVER ADVISORS, LP 70,050 1,140,000 0.93%
17 Kamunting Street Capital Management, L.P. 63,123 1,027,000 0.84%
18 RIVERNORTH CAPITAL MANAGEMENT, LLC 61,255 997,000 0.82%
19 HUNTINGTON NATIONAL BANK 54,010 879,000 0.72%
20 DEUTSCHE BANK AG\ 46,084 749,000 0.61%
21 LPL Financial LLC 44,970 734,000 0.60%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 42,587 693,000 0.57%
23 DRW Securities, LLC 42,452 691,000 0.57%
24 ROYAL BANK OF CANADA 26,904 438,000 0.36%
25 Stratos Wealth Partners, LTD. 21,007 341,000 0.28%
26 Commonwealth Equity Services, Inc 19,951 325,000 0.27%
27 Investors Capital Advisory Services 14,150 230,000 0.19%
28 Shaker Financial Services, LLC 13,828 225,000 0.18%
29 CHARTIST INC /CA/ 13,000 212,000 0.17%
30 TFS CAPITAL LLC 11,757 191,000 0.16%
31 GOLDMAN SACHS GROUP INC 10,551 172,000 0.14%
32 Sunbelt Securities, Inc. 9,692 157,686 0.13%
33 MSI Financial Services Inc 4,050 66,000 0.05%
34 ROBLE, BELKO & COMPANY, INC 3,400 55,000 0.05%
35 FIFTH THIRD BANCORP 3,183 52,000 0.04%
36 OPTIMUM INVESTMENT ADVISORS 2,000 33,000 0.03%
37 B. Riley Wealth Management, Inc. 1,920 31,000 0.03%
38 Tower Research Capital LLC (TRC) 1,700 28,000 0.02%
39 PNC FINANCIAL SERVICES GROUP, INC. 1,500 24,000 0.02%
40 WFG Advisors, LP 1,267 21,000 0.02%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 585 10,000 0.01%
42 ARROW FINANCIAL CORP 565 9,000 0.01%
43 MUFG Americas Holdings Corp 216 4,000 0.00%
44 CITIGROUP INC 60 1,000 0.00%
45 Creative Planning 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.