Dark
Light
System
Security
PRUDENTIAL SHT DURATION HG YLD
PRUDENTIAL SHT DURATION HG YLD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 50 Institutional holders with a total value of $139,170,190.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,330,476 20,596,000 14.80%
2 WELLS FARGO & COMPANY/MN 1,136,145 17,587,000 12.64%
3 UBS Group AG 1,128,986 17,476,000 12.56%
4 BESSEMER GROUP INC 895,446 13,862,000 9.96%
5 Hilton Capital Management, LLC 884,910 13,698,000 9.84% PRN
6 Invesco Ltd. 342,331 5,300,000 3.81%
7 Yorktown Management & Research Co Inc 320,000 4,954,000 3.56%
8 GUGGENHEIM CAPITAL LLC 319,643 4,948,000 3.56%
9 Capital Investment Advisors, LLC 278,081 4,305,000 3.09%
10 Advisors Asset Management, Inc. 254,819 3,945,000 2.83%
11 RAYMOND JAMES & ASSOCIATES 247,276 3,828,000 2.75%
12 Laurion Capital Management LP 232,848 3,604,000 2.59%
13 Vident Investment Advisory, LLC 230,838 3,569,000 2.56%
14 Apollo Management Holdings, L.P. 226,705 3,509,000 2.52%
15 Raymond James Financial Services Advisors, Inc. 202,668 3,137,000 2.25%
16 Shaker Financial Services, LLC 177,912 2,754,000 1.98%
17 BANK OF AMERICA CORP /DE/ 174,482 2,701,000 1.94%
18 SII INVESTMENTS INC/WI 58,373 906,000 0.65%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 48,681 753,000 0.54%
20 BAIRD FINANCIAL GROUP, INC. 45,997 712,000 0.51%
21 LPL Financial LLC 45,065 693,000 0.50%
22 ArrowMark Colorado Holdings LLC 43,957 680,000 0.49%
23 Arlington Capital Management, Inc. 42,480 658,000 0.47%
24 DOLIVER ADVISORS, LP 40,541 628,000 0.45%
25 COWEN INC. 35,500 550,000 0.40%
26 CITIGROUP INC 27,611 427,000 0.31%
27 Arete Wealth Advisors, LLC 26,877 416,000 0.30%
28 Prospera Financial Services Inc 22,850 354,000 0.25%
29 ROYAL BANK OF CANADA 22,719 352,000 0.25%
30 ROBINSON CAPITAL MANAGEMENT, LLC 22,364 346,000 0.25%
31 Commonwealth Equity Services, Inc 21,092 327,000 0.23%
32 Camelot Portfolios, LLC 20,000 310,000 0.22%
33 DRW Securities, LLC 17,105 265,000 0.19%
34 Private Advisor Group, LLC 16,381 255,000 0.18%
35 BB&T SECURITIES, LLC 15,289 244,000 0.18%
36 Sunbelt Securities, Inc. 7,764 120,190 0.09%
37 IFP ADVISORS, INC 7,400 115,000 0.08%
38 MSI Financial Services Inc 4,194 65,000 0.05%
39 ADVISOR GROUP, INC. 3,433 53,000 0.04%
40 Gradient Investments LLC 2,000 31,000 0.02%
41 ROBLE, BELKO & COMPANY, INC 1,550 24,000 0.02%
42 PNC FINANCIAL SERVICES GROUP, INC. 1,500 23,000 0.02%
43 Brick & Kyle, Associates 1,160 18,000 0.01%
44 ENVESTNET ASSET MANAGEMENT INC 1,106 17,000 0.01%
45 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,100 17,000 0.01%
46 SeaBridge Investment Advisors LLC 640 10,000 0.01%
47 NEXT Financial Group, Inc 600 9,000 0.01%
48 PENSERRA CAPITAL MANAGEMENT LLC 535 8,000 0.01%
49 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 500 7,000 0.01%
50 Creative Planning 280 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.