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PRUDENTIAL SHT DURATION HG Y
PRUDENTIAL SHT DURATION HG Y. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 39 Institutional holders with a total value of $89,335,761.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,454,796 26,143,000 29.26%
2 BANK OF AMERICA CORP /DE/ 624,952 11,230,000 12.57%
3 GUGGENHEIM CAPITAL LLC 527,808 9,486,000 10.62%
4 Saba Capital Management, L.P. 475,974 8,553,000 9.57%
5 Invesco Ltd. 402,274 7,229,000 8.09%
6 BB&T SECURITIES, LLC 20,686 3,717,000 4.16%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 200,318 3,600,000 4.03%
8 RAYMOND JAMES & ASSOCIATES 175,005 3,145,000 3.52%
9 WELLS FARGO & COMPANY/MN 163,747 2,943,000 3.29%
10 Kamunting Street Capital Management, L.P. 125,116 2,248,000 2.52%
11 UBS AG 87,554 1,573,000 1.76%
12 Raymond James Financial Services Advisors, Inc. 67,045 1,205,000 1.35%
13 Robert W. Baird & Co. Inc 64,420 1,158,000 1.30%
14 Janney Montgomery Scott LLC 46,977 844,177 0.94%
15 Capital Investment Advisors, LLC 45,462 817,000 0.91%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,166 650,000 0.73%
17 BNP PARIBAS FINANCIAL MARKETS 34,370 617,629 0.69%
18 DRW Securities, LLC 33,252 598,000 0.67%
19 Trust Asset Management LLC 29,949 538,000 0.60%
20 DEUTSCHE BANK AG\ 26,639 478,000 0.54%
21 Shaker Financial Services, LLC 24,254 436,000 0.49%
22 LPL Financial LLC 23,818 428,000 0.48%
23 Commonwealth Equity Services, Inc 17,422 313,000 0.35%
24 CHARTIST INC /CA/ 16,600 295,000 0.33%
25 ROYAL BANK OF CANADA 15,117 272,000 0.30%
26 Investors Capital Advisory Services 12,700 228,000 0.26%
27 BARCLAYS PLC 8,014 137,000 0.15%
28 ENVESTNET ASSET MANAGEMENT INC 5,802 104,000 0.12%
29 SG Americas Securities, LLC 5,730 103,000 0.12%
30 MSI Financial Services Inc 4,100 74,000 0.08%
31 OPTIMUM INVESTMENT ADVISORS 2,000 36,000 0.04%
32 B. Riley Wealth Management, Inc. 1,785 32,000 0.04%
33 PNC FINANCIAL SERVICES GROUP, INC. 1,500 27,000 0.03%
34 B. Riley Wealth Advisors, Inc. 1,500 26,955 0.03%
35 WFG Advisors, LP 1,259 23,000 0.03%
36 TD Capital Management LLC 801 14,000 0.02%
37 DUBUQUE BANK & TRUST CO 550 10,000 0.01%
38 MUFG Americas Holdings Corp 181 3,000 0.00%
39 CITIGROUP INC 44 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.