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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 19 Institutional holders with a total value of $17,075,486.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 55,413 4,669,000 27.34%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,475 2,637,000 15.44%
3 SG Americas Securities, LLC 30,600 2,578,000 15.10%
4 BANK OF AMERICA CORP /DE/ 27,418 2,310,000 13.53%
5 B. Riley Wealth Advisors, Inc. 15,680 1,321,000 7.74%
6 ROYAL BANK OF CANADA 10,143 855,000 5.01%
7 MORGAN STANLEY 8,813 742,000 4.35%
8 LPL Financial LLC 5,200 438,000 2.57%
9 WELLS FARGO & COMPANY/MN 5,134 433,000 2.54%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,580 387,000 2.27%
11 Courage Miller Partners, LLC 4,432 373,000 2.18%
12 Hartford Financial Management Inc. 2,450 206,000 1.21%
13 WFG Advisors, LP 691 58,000 0.34%
14 NATIONAL PLANNING CORP 261 21,486 0.13%
15 DEUTSCHE BANK AG\ 200 16,000 0.09%
16 Creative Planning 150 13,000 0.08%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 150 13,000 0.08%
18 CITIGROUP INC 60 5,000 0.03%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.