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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 30 Institutional holders with a total value of $19,393,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRONTIER INVESTMENT MGMT CO 71,190 5,441,000 28.06%
2 SG Americas Securities, LLC 54,546 4,169,000 21.50%
3 BANK OF AMERICA CORP /DE/ 21,622 1,653,000 8.52%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,371 1,628,000 8.39%
5 JANE STREET GROUP, LLC 16,319 1,247,000 6.43%
6 B. Riley Wealth Advisors, Inc. 15,835 1,211,000 6.24%
7 Courage Miller Partners, LLC 10,083 771,000 3.98%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,943 764,000 3.94%
9 LPL Financial LLC 8,388 628,000 3.24%
10 AMERIPRISE FINANCIAL INC 8,099 619,000 3.19%
11 WELLS FARGO & COMPANY/MN 3,730 285,000 1.47%
12 GW HENSSLER & ASSOCIATES LTD 3,602 275,000 1.42%
13 MORGAN STANLEY 3,314 254,000 1.31%
14 Hartford Financial Management Inc. 2,450 187,000 0.96%
15 ROYAL BANK OF CANADA 684 52,000 0.27%
16 Transamerica Financial Advisors, LLC 480 37,000 0.19%
17 Creative Planning 404 31,000 0.16%
18 MSI Financial Services Inc 351 27,000 0.14%
19 IFP ADVISORS, INC 320 24,000 0.12%
20 WFG Advisors, LP 178 14,000 0.07%
21 CITIGROUP INC 175 13,000 0.07%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 150 11,000 0.06%
23 US BANCORP \DE\ 141 11,000 0.06%
24 UBS Group AG 131 10,000 0.05%
25 FIRST MANHATTAN CO. LLC. 110 8,000 0.04%
26 AMERICAN INTERNATIONAL GROUP, INC. 100 8,000 0.04%
27 Advisory Services Network, LLC 62 5,000 0.03%
28 NEWFOUND RESEARCH LLC 61 5,000 0.03%
29 PNC FINANCIAL SERVICES GROUP, INC. 69 5,000 0.03%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.