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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 40 Institutional holders with a total value of $98,328,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRONTIER INVESTMENT MGMT CO 84,838 73,783,000 75.04%
2 AMERIPRISE FINANCIAL INC 46,938 4,082,000 4.15%
3 BANK OF AMERICA CORP /DE/ 26,313 2,288,000 2.33%
4 SG Americas Securities, LLC 24,715 2,149,000 2.19%
5 GOLDMAN SACHS GROUP INC 20,219 1,758,000 1.79%
6 ProVise Management Group, LLC 19,368 1,684,000 1.71%
7 MORGAN STANLEY 19,371 1,684,000 1.71%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,880 1,382,000 1.41%
9 B. Riley Wealth Advisors, Inc. 14,962 1,302,000 1.32%
10 Cambridge Investment Research Advisors, Inc. 14,176 1,233,000 1.25%
11 JANE STREET GROUP, LLC 13,796 1,200,000 1.22%
12 Courage Miller Partners, LLC 11,219 976,000 0.99%
13 WELLS FARGO & COMPANY/MN 11,053 961,000 0.98%
14 ADVISOR GROUP, INC. 7,921 689,000 0.70%
15 Friedenthal Financial 6,796 591,000 0.60%
16 CITADEL ADVISORS LLC 5,155 448,000 0.46%
17 WEDBUSH SECURITIES INC 4,748 413,000 0.42%
18 LPL Financial LLC 3,435 291,000 0.30%
19 First Allied Advisory Services, Inc. 3,005 261,000 0.27%
20 ROYAL BANK OF CANADA 2,699 234,000 0.24%
21 ENVESTNET ASSET MANAGEMENT INC 2,568 223,000 0.23%
22 Hartford Financial Management Inc. 2,450 213,000 0.22%
23 Bison Wealth, LLC 2,323 202,000 0.21%
24 Liberty Capital Management, Inc. 615 52,000 0.05%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 543 47,000 0.05%
26 IFP ADVISORS, INC 320 28,000 0.03%
27 Creative Planning 304 26,000 0.03%
28 Advisory Alpha, LLC 300 26,000 0.03%
29 UBS Group AG 206 18,000 0.02%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 150 13,000 0.01%
31 US BANCORP \DE\ 141 12,000 0.01%
32 Vantage Investment Advisors, LLC 129 11,000 0.01%
33 FIRST MANHATTAN CO. LLC. 110 9,000 0.01%
34 Concert Wealth Management Inc. 100 9,000 0.01%
35 CITIGROUP INC 100 9,000 0.01%
36 WFG Advisors, LP 87 8,000 0.01%
37 PNC FINANCIAL SERVICES GROUP, INC. 70 6,000 0.01%
38 Advisory Services Network, LLC 63 5,000 0.01%
39 Burt Wealth Advisors 50 2,000 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.