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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 44 Institutional holders with a total value of $69,799,935.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 266,019 24,231,000 34.71%
2 FRONTIER INVESTMENT MGMT CO 89,565 8,158,000 11.69%
3 AMERIPRISE FINANCIAL INC 57,719 5,257,000 7.53%
4 BANK OF AMERICA CORP /DE/ 45,243 4,121,000 5.90%
5 First Allied Advisory Services, Inc. 40,734 3,710,000 5.32%
6 ProVise Management Group, LLC 36,956 3,366,000 4.82%
7 MORGAN STANLEY 32,989 3,005,000 4.31%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,639 2,791,000 4.00%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,654 1,609,000 2.31%
10 CITADEL ADVISORS LLC 16,533 1,506,000 2.16%
11 WELLS FARGO & COMPANY/MN 14,195 1,293,000 1.85%
12 GOLDMAN SACHS GROUP INC 13,078 1,191,000 1.71%
13 UBS Group AG 11,878 1,082,000 1.55%
14 Courage Miller Partners, LLC 11,048 1,006,000 1.44%
15 Friedenthal Financial 9,938 905,000 1.30%
16 RAYMOND JAMES & ASSOCIATES 9,825 895,000 1.28%
17 PINNACLE FAMILY ADVISORS, LLC 8,770 798,000 1.14%
18 FDx Advisors, Inc. 8,472 772,000 1.11%
19 WAYNE HUMMER INVESTMENTS L.L.C. 7,336 668,000 0.96%
20 SG Americas Securities, LLC 7,256 661,000 0.95%
21 WEDBUSH SECURITIES INC 5,446 496,000 0.71%
22 SignalPoint Asset Management, LLC 4,365 398,000 0.57%
23 LPL Financial LLC 3,927 360,000 0.52%
24 MCADAM, LLC 3,330 303,000 0.43%
25 Virtu KCG Holdings LLC 3,243 295,000 0.42%
26 Freedom Investment Management, Inc. 2,672 243,000 0.35%
27 Hartford Financial Management Inc. 2,450 223,000 0.32%
28 ADVISOR GROUP, INC. 2,116 193,000 0.28%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 543 49,000 0.07%
30 Liberty Capital Management, Inc. 490 46,000 0.07%
31 ROYAL BANK OF CANADA 325 30,000 0.04%
32 IFP ADVISORS, INC 320 29,000 0.04%
33 Creative Planning 204 19,000 0.03%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 150 14,000 0.02%
35 US BANCORP \DE\ 141 13,000 0.02%
36 Hanson & Doremus Investment Management 142 12,935 0.02%
37 Vantage Investment Advisors, LLC 129 12,000 0.02%
38 FIRST MANHATTAN CO. LLC. 110 10,000 0.01%
39 FLOW TRADERS U.S. LLC 100 9,000 0.01%
40 D.A. DAVIDSON & CO. 100 9,000 0.01%
41 PNC FINANCIAL SERVICES GROUP, INC. 70 6,000 0.01%
42 WFG Advisors, LP 39 4,000 0.01%
43 MSI Financial Services Inc 8 1,000 0.00%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.