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Guggenheim S&P 500 Equal Weig
Guggenheim S&P 500 Equal Weig. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 23 Institutional holders with a total value of $35,578,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 86,305 7,606,000 21.38%
2 BBVA USA Bancshares, Inc. 85,620 7,332,000 20.61%
3 UBS Group AG 58,183 4,982,000 14.00%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,801 3,749,000 10.54%
5 BANK OF AMERICA CORP /DE/ 31,662 2,711,000 7.62%
6 SG Americas Securities, LLC 30,100 2,577,000 7.24%
7 B. Riley Wealth Advisors, Inc. 17,350 1,486,000 4.18%
8 JANE STREET GROUP, LLC 15,988 1,369,000 3.85%
9 LPL Financial LLC 9,500 810,000 2.28%
10 WELLS FARGO & COMPANY/MN 8,511 729,000 2.05%
11 Courage Miller Partners, LLC 7,790 667,000 1.87%
12 MORGAN STANLEY 7,787 667,000 1.87%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,582 395,000 1.11%
14 ROYAL BANK OF CANADA 2,483 212,000 0.60%
15 Hartford Financial Management Inc. 2,450 209,000 0.59%
16 FIFTH THIRD BANCORP 259 22,000 0.06%
17 WFG Advisors, LP 177 15,000 0.04%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 150 13,000 0.04%
19 Creative Planning 150 13,000 0.04%
20 PNC FINANCIAL SERVICES GROUP, INC. 68 6,000 0.02%
21 CITIGROUP INC 60 5,000 0.01%
22 Tower Research Capital LLC (TRC) 34 3,000 0.01%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.