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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 31 Institutional holders with a total value of $19,937,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRONTIER INVESTMENT MGMT CO 75,555 6,053,000 30.36%
2 SG Americas Securities, LLC 41,146 3,307,000 16.59%
3 CITADEL ADVISORS LLC 25,569 2,054,000 10.30%
4 BANK OF AMERICA CORP /DE/ 23,718 1,906,000 9.56%
5 AMERIPRISE FINANCIAL INC 14,327 1,152,000 5.78%
6 JANE STREET GROUP, LLC 12,132 975,000 4.89%
7 Courage Miller Partners, LLC 11,101 892,000 4.47%
8 MORGAN STANLEY 8,979 722,000 3.62%
9 NATIONAL PLANNING CORP 8,181 688,000 3.45%
10 Virtu KCG Holdings LLC 8,171 657,000 3.30%
11 LPL Financial LLC 6,976 552,000 2.77%
12 WELLS FARGO & COMPANY/MN 3,471 279,000 1.40%
13 Hartford Financial Management Inc. 2,450 196,000 0.98%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,359 186,000 0.93%
15 UBS Group AG 1,181 95,000 0.48%
16 Transamerica Financial Advisors, LLC 543 44,000 0.22%
17 MSI Financial Services Inc 353 28,000 0.14%
18 IFP ADVISORS, INC 320 26,000 0.13%
19 Creative Planning 304 24,000 0.12%
20 ROYAL BANK OF CANADA 175 14,000 0.07%
21 WFG Advisors, LP 178 14,000 0.07%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 150 12,000 0.06%
23 US BANCORP \DE\ 141 11,000 0.06%
24 Vantage Investment Advisors, LLC 129 10,000 0.05%
25 CITIGROUP INC 120 10,000 0.05%
26 AMERICAN INTERNATIONAL GROUP, INC. 100 8,000 0.04%
27 FIRST MANHATTAN CO. LLC. 110 8,000 0.04%
28 PNC FINANCIAL SERVICES GROUP, INC. 69 6,000 0.03%
29 Advisory Services Network, LLC 62 5,000 0.03%
30 Burt Wealth Advisors 35 3,000 0.02%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.