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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 29 Institutional holders with a total value of $24,942,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 97,399 6,956,000 27.89%
2 FRONTIER INVESTMENT MGMT CO 71,085 5,077,000 20.36%
3 SG Americas Securities, LLC 57,946 4,138,000 16.59%
4 CITADEL ADVISORS LLC 36,271 2,605,000 10.44%
5 B. Riley Wealth Advisors, Inc. 17,035 1,217,000 4.88%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,562 1,046,000 4.19%
7 Courage Miller Partners, LLC 9,557 683,000 2.74%
8 BANK OF AMERICA CORP /DE/ 9,474 677,000 2.71%
9 MORGAN STANLEY 8,295 592,000 2.37%
10 EP Wealth Advisors, LLC 4,755 340,000 1.36%
11 LPL Financial LLC 4,013 305,000 1.22%
12 GW HENSSLER & ASSOCIATES LTD 3,627 259,000 1.04%
13 Virtu KCG Holdings LLC 3,524 252,000 1.01%
14 WELLS FARGO & COMPANY/MN 3,428 245,000 0.98%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,649 194,000 0.78%
16 Hartford Financial Management Inc. 2,450 174,000 0.70%
17 ROYAL BANK OF CANADA 761 54,000 0.22%
18 Transamerica Financial Advisors, LLC 480 35,000 0.14%
19 Creative Planning 304 22,000 0.09%
20 WFG Advisors, LP 178 13,000 0.05%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 150 11,000 0.04%
22 GUPTA WEALTH MANAGEMENT LLC 144 10,000 0.04%
23 CITIGROUP INC 120 9,000 0.04%
24 UBS Group AG 109 8,000 0.03%
25 FIRST MANHATTAN CO. LLC. 110 7,000 0.03%
26 AMERICAN INTERNATIONAL GROUP, INC. 100 7,000 0.03%
27 PNC FINANCIAL SERVICES GROUP, INC. 69 5,000 0.02%
28 WEALTHFRONT CORP 12 1,000 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.