Dark
Light
System
Security
RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 26 Institutional holders with a total value of $37,128,577.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 82,275 7,057,000 19.01%
2 FRONTIER INVESTMENT MGMT CO 66,575 5,710,000 15.38%
3 UBS Group AG 59,148 5,073,000 13.66%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,968 3,087,000 8.31%
5 MORGAN STANLEY 33,608 2,883,000 7.76%
6 BANK OF AMERICA CORP /DE/ 33,131 2,842,000 7.65%
7 SG Americas Securities, LLC 26,592 2,281,000 6.14%
8 JANE STREET GROUP, LLC 17,633 1,512,000 4.07%
9 WELLS FARGO & COMPANY/MN 16,758 1,437,000 3.87%
10 B. Riley Wealth Advisors, Inc. 16,735 1,436,000 3.87%
11 CITADEL ADVISORS LLC 10,161 872,000 2.35%
12 Courage Miller Partners, LLC 8,293 711,000 1.91%
13 LPL Financial LLC 6,658 568,000 1.53%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,872 421,000 1.13%
15 Virtu KCG Holdings LLC 4,649 399,000 1.07%
16 Private Advisor Group, LLC 3,762 322,000 0.87%
17 ROYAL BANK OF CANADA 2,669 229,000 0.62%
18 Hartford Financial Management Inc. 2,450 210,000 0.57%
19 FIFTH THIRD BANCORP 259 22,000 0.06%
20 WFG Advisors, LP 177 15,000 0.04%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 150 13,000 0.04%
22 FIRST MANHATTAN CO. LLC. 109 9,000 0.02%
23 AMERICAN INTERNATIONAL GROUP, INC. 100 8,577 0.02%
24 PNC FINANCIAL SERVICES GROUP, INC. 68 6,000 0.02%
25 CITIGROUP INC 60 5,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.