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SARATOGA INVT CORP
SARATOGA INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 14 Institutional holders with a total value of $29,116,668.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 80,162 12,296,000 42.23%
2 BDCM CT, L.L.C. 505,935 7,761,000 26.65%
3 Raging Capital Management, LLC 318,077 4,879,000 16.76%
4 BANK OF AMERICA CORP /DE/ 190,662 2,925,000 10.05%
5 Ativo Capital Management LLC 25,457 391,000 1.34% SH
6 MORGAN STANLEY 24,881 382,000 1.31%
7 CONFLUENCE INVESTMENT MANAGEMENT LLC 14,936 230,000 0.79%
8 BlackRock Fund Advisors 9,702 149,000 0.51%
9 Legal & General Group Plc 3,647 56,000 0.19%
10 UBS AG 2,216 34,000 0.12%
11 Tower Research Capital LLC (TRC) 606 9,000 0.03%
12 DENALI ADVISORS LLC 254 4,000 0.01%
13 BNP PARIBAS FINANCIAL MARKETS 42 668 0.00%
14 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.