| 1 |
BDCM CT, L.L.C. |
584,640 |
9,015,000 |
47.42% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
273,860 |
4,223,000 |
22.22% |
|
|
| 3 |
Foundry Partners, LLC |
92,374 |
1,424,000 |
7.49% |
|
|
| 4 |
RELATIVE VALUE PARTNERS GROUP, LLC |
76,940 |
1,186,000 |
6.24% |
|
|
| 5 |
DIALECTIC CAPITAL MANAGEMENT, LP |
42,492 |
656,000 |
3.45% |
|
|
| 6 |
CUE ADVISORY SERVICES, INC. |
41,965 |
647,000 |
3.40% |
|
|
| 7 |
MCKINLEY CAPITAL MANAGEMENT LLC |
31,262 |
482,000 |
2.54% |
|
|
| 8 |
Orinda Asset Management LLC |
18,612 |
287,000 |
1.51% |
|
|
| 9 |
AMERIPRISE FINANCIAL INC |
17,577 |
271,000 |
1.43% |
|
|
| 10 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
16,734 |
258,000 |
1.36% |
|
|
| 11 |
MORGAN STANLEY |
15,998 |
246,000 |
1.29% |
|
|
| 12 |
Legal & General Group Plc |
7,861 |
120,000 |
0.63% |
|
|
| 13 |
MSI Financial Services Inc |
5,984 |
92,000 |
0.48% |
|
|
| 14 |
CITIGROUP INC |
3,562 |
55,000 |
0.29% |
|
|
| 15 |
UBS Group AG |
1,376 |
21,000 |
0.11% |
|
|
| 16 |
CUTLER GROUP LLC / CA |
990 |
15,000 |
0.08% |
|
|
| 17 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
446 |
7,000 |
0.04% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
118 |
2,000 |
0.01% |
|
|
| 19 |
IFP ADVISORS, INC |
160 |
2,000 |
0.01% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
27 |
0 |
0.00% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
