| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BDCM CT, L.L.C. | 521,771 | 8,270,000 | 34.75% | ||
| 2 | BB&T SECURITIES, LLC | 48,350 | 7,663,000 | 32.20% | ||
| 3 | DIALECTIC CAPITAL MANAGEMENT, LP | 149,866 | 2,375,000 | 9.98% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 116,410 | 1,845,000 | 7.75% | ||
| 5 | Foundry Partners, LLC | 61,183 | 970,000 | 4.08% | ||
| 6 | Relative Value Partners, LLC | 41,518 | 658,000 | 2.76% | ||
| 7 | CUE ADVISORY SERVICES, INC. | 40,357 | 643,000 | 2.70% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 40,458 | 641,000 | 2.69% | ||
| 9 | MORGAN STANLEY | 18,031 | 286,000 | 1.20% | ||
| 10 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 14,936 | 237,000 | 1.00% | ||
| 11 | Legal & General Group Plc | 5,200 | 82,000 | 0.34% | ||
| 12 | Creative Planning | 3,095 | 49,000 | 0.21% | ||
| 13 | MSI Financial Services Inc | 3,037 | 48,000 | 0.20% | ||
| 14 | CITIGROUP INC | 1,438 | 23,000 | 0.10% | ||
| 15 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 446 | 7,000 | 0.03% | ||
| 16 | Tower Research Capital LLC (TRC) | 145 | 2,000 | 0.01% | ||
| 17 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
