| 1 |
BDCM CT, L.L.C. |
604,510 |
10,204,000 |
55.39% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
115,332 |
1,949,000 |
10.58% |
|
|
| 3 |
Foundry Partners, LLC |
98,742 |
1,669,000 |
9.06% |
|
|
| 4 |
RELATIVE VALUE PARTNERS GROUP, LLC |
86,816 |
1,432,000 |
7.77% |
|
|
| 5 |
CUE ADVISORY SERVICES, INC. |
38,965 |
659,000 |
3.58% |
|
|
| 6 |
FIRST TRUST CAPITAL MANAGEMENT L.P. |
30,834 |
521,095 |
2.83% |
|
|
| 7 |
MCKINLEY CAPITAL MANAGEMENT LLC |
22,822 |
386,000 |
2.10% |
|
|
| 8 |
J.P. Morgan Private Wealth Advisors LLC |
22,500 |
380,000 |
2.06% |
|
|
| 9 |
AMERIPRISE FINANCIAL INC |
18,129 |
306,000 |
1.66% |
|
|
| 10 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
17,372 |
294,000 |
1.60% |
|
|
| 11 |
Legal & General Group Plc |
11,712 |
197,000 |
1.07% |
|
|
| 12 |
Orinda Asset Management LLC |
12,329 |
193,000 |
1.05% |
|
|
| 13 |
MORGAN STANLEY |
7,469 |
126,000 |
0.68% |
|
|
| 14 |
MSI Financial Services Inc |
4,746 |
80,000 |
0.43% |
|
|
| 15 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
505 |
9,000 |
0.05% |
|
|
| 16 |
GENEOS WEALTH MANAGEMENT INC. |
381 |
6,000 |
0.03% |
|
|
| 17 |
UBS Group AG |
318 |
5,000 |
0.03% |
|
|
| 18 |
Tower Research Capital LLC (TRC) |
247 |
4,000 |
0.02% |
|
|
| 19 |
CUTLER GROUP LLC / CA |
190 |
3,000 |
0.02% |
|
|
| 20 |
WOLVERINE TRADING LP /BD |
9 |
152 |
0.00% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
