| 1 |
BDCM CT, L.L.C. |
602,203 |
9,443,000 |
48.16% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
294,905 |
4,624,000 |
23.58% |
|
|
| 3 |
Foundry Partners, LLC |
96,938 |
1,520,000 |
7.75% |
|
|
| 4 |
RELATIVE VALUE PARTNERS GROUP, LLC |
79,867 |
1,232,000 |
6.28% |
|
|
| 5 |
CUE ADVISORY SERVICES, INC. |
41,365 |
649,000 |
3.31% |
|
|
| 6 |
MCKINLEY CAPITAL MANAGEMENT LLC |
39,124 |
613,000 |
3.13% |
|
|
| 7 |
J.P. Morgan Private Wealth Advisors LLC |
18,000 |
282,000 |
1.44% |
|
|
| 8 |
AMERIPRISE FINANCIAL INC |
17,864 |
280,000 |
1.43% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
16,872 |
265,000 |
1.35% |
|
|
| 10 |
FIRST TRUST CAPITAL MANAGEMENT L.P. |
12,329 |
193,319 |
0.99% |
|
|
| 11 |
MORGAN STANLEY |
12,321 |
193,000 |
0.98% |
|
|
| 12 |
Legal & General Group Plc |
11,409 |
179,000 |
0.91% |
|
|
| 13 |
MSI Financial Services Inc |
5,984 |
94,000 |
0.48% |
|
|
| 14 |
Tower Research Capital LLC (TRC) |
688 |
11,000 |
0.06% |
|
|
| 15 |
Donald L. Hagan, LLC |
500 |
8,000 |
0.04% |
|
|
| 16 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
446 |
7,000 |
0.04% |
|
|
| 17 |
GENEOS WEALTH MANAGEMENT INC. |
381 |
6,000 |
0.03% |
|
|
| 18 |
UBS Group AG |
318 |
5,000 |
0.03% |
|
|
| 19 |
IFP ADVISORS, INC |
160 |
3,000 |
0.02% |
|
|
| 20 |
CUTLER GROUP LLC / CA |
190 |
2,000 |
0.01% |
|
|
| 21 |
CITIGROUP INC |
25 |
0 |
0.00% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
