| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BDCM CT, L.L.C. | 570,977 | 9,227,000 | 47.86% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 217,215 | 3,508,000 | 18.20% | ||
| 3 | DIALECTIC CAPITAL MANAGEMENT, LP | 102,343 | 1,652,000 | 8.57% | ||
| 4 | Foundry Partners, LLC | 87,325 | 1,410,000 | 7.31% | ||
| 5 | RELATIVE VALUE PARTNERS GROUP, LLC | 69,027 | 1,115,000 | 5.78% | ||
| 6 | CUE ADVISORY SERVICES, INC. | 42,765 | 691,000 | 3.58% | ||
| 7 | MCKINLEY CAPITAL MANAGEMENT LLC | 25,004 | 404,000 | 2.10% | ||
| 8 | AMERIPRISE FINANCIAL INC | 17,277 | 279,000 | 1.45% | ||
| 9 | MORGAN STANLEY | 16,076 | 260,000 | 1.35% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,501 | 234,000 | 1.21% | ||
| 11 | Orinda Asset Management LLC | 13,612 | 220,000 | 1.14% | ||
| 12 | Legal & General Group Plc | 6,685 | 108,000 | 0.56% | ||
| 13 | MSI Financial Services Inc | 5,984 | 97,000 | 0.50% | ||
| 14 | CITIGROUP INC | 3,538 | 57,000 | 0.30% | ||
| 15 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 446 | 7,000 | 0.04% | ||
| 16 | Tower Research Capital LLC (TRC) | 250 | 4,000 | 0.02% | ||
| 17 | Hurley Capital, LLC | 200 | 3,374 | 0.02% | ||
| 18 | Walleye Trading LLC | 200 | 3,000 | 0.02% | ||
| 19 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
