| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BDCM CT, L.L.C. | 515,273 | 7,652,000 | 33.34% | ||
| 2 | BB&T SECURITIES, LLC | 48,343 | 7,178,000 | 31.28% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 132,546 | 1,968,000 | 8.58% | ||
| 4 | DIALECTIC CAPITAL MANAGEMENT, LP | 120,585 | 1,790,000 | 7.80% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 109,064 | 1,620,000 | 7.06% | ||
| 6 | Foundry Partners, LLC | 51,410 | 763,000 | 3.32% | ||
| 7 | CUE ADVISORY SERVICES, INC. | 40,357 | 599,000 | 2.61% | ||
| 8 | Relative Value Partners, LLC | 35,763 | 531,000 | 2.31% | ||
| 9 | MORGAN STANLEY | 30,909 | 458,000 | 2.00% | ||
| 10 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 14,936 | 222,000 | 0.97% | ||
| 11 | Legal & General Group Plc | 5,125 | 76,000 | 0.33% | ||
| 12 | Creative Planning | 3,095 | 46,000 | 0.20% | ||
| 13 | CITIGROUP INC | 1,418 | 21,000 | 0.09% | ||
| 14 | NEXT Financial Group, Inc | 894 | 13,000 | 0.06% | ||
| 15 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 446 | 7,000 | 0.03% | ||
| 16 | Tower Research Capital LLC (TRC) | 243 | 3,000 | 0.01% | ||
| 17 | B. Riley Wealth Advisors, Inc. | 100 | 1,000 | 0.00% | ||
| 18 | DEUTSCHE BANK AG\ | 20 | 0 | 0.00% | ||
| 19 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
