| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 931,079 | 15,921,000 | 41.12% | ||
| 2 | Relative Value Partners, LLC | 463,103 | 7,919,000 | 20.45% | ||
| 3 | UBS AG | 146,523 | 2,506,000 | 6.47% | ||
| 4 | Saba Capital Management, L.P. | 146,258 | 2,501,000 | 6.46% | ||
| 5 | Invesco Ltd. | 140,105 | 2,396,000 | 6.19% | PRN | |
| 6 | MORGAN STANLEY | 88,120 | 1,507,000 | 3.89% | ||
| 7 | FIRST TRUST ADVISORS LP | 60,636 | 1,037,000 | 2.68% | ||
| 8 | CITIGROUP INC | 58,468 | 1,000,000 | 2.58% | ||
| 9 | HighTower Advisors, LLC | 39,647 | 678,000 | 1.75% | ||
| 10 | Peachtree Investment Advisors, Inc. | 32,836 | 561,000 | 1.45% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 24,224 | 414,000 | 1.07% | ||
| 12 | ProVise Management Group, LLC | 16,345 | 279,000 | 0.72% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 15,815 | 270,000 | 0.70% | ||
| 14 | SMITH, MOORE & CO. | 15,000 | 256,000 | 0.66% | ||
| 15 | TFS CAPITAL LLC | 14,046 | 240,000 | 0.62% | ||
| 16 | Independence Trust CO | 13,897 | 237,000 | 0.61% | ||
| 17 | DOLIVER ADVISORS, LP | 13,774 | 236,000 | 0.61% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 12,852 | 220,000 | 0.57% | ||
| 19 | CSS LLC/IL | 12,705 | 217,000 | 0.56% | ||
| 20 | WELLS FARGO & COMPANY/MN | 7,902 | 135,000 | 0.35% | ||
| 21 | ROYAL BANK OF CANADA | 4,850 | 83,000 | 0.21% | ||
| 22 | ALLIANCEBERNSTEIN L.P. | 2,420 | 41,000 | 0.11% | ||
| 23 | DEUTSCHE BANK AG\ | 1,273 | 21,000 | 0.05% | ||
| 24 | MSI Financial Services Inc | 1,004 | 17,000 | 0.04% | ||
| 25 | NEW ENGLAND SECURITIES CORP /MA/ | 1,000 | 17,000 | 0.04% | ||
| 26 | Tower Research Capital LLC (TRC) | 767 | 13,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
