| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,087,428 |
17,475,000 |
47.93% |
|
|
| 2 |
RELATIVE VALUE PARTNERS GROUP, LLC |
725,523 |
11,659,000 |
31.97% |
|
|
| 3 |
KOVITZ INVESTMENT GROUP PARTNERS, LLC |
134,341 |
2,159,000 |
5.92% |
|
|
| 4 |
FIRST TRUST ADVISORS LP |
74,840 |
1,203,000 |
3.30% |
|
|
| 5 |
UBS Group AG |
57,842 |
930,000 |
2.55% |
|
|
| 6 |
MORGAN STANLEY |
51,779 |
832,000 |
2.28% |
|
|
| 7 |
BESSEMER GROUP INC |
27,383 |
440,000 |
1.21% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
21,510 |
346,000 |
0.95% |
|
|
| 9 |
HighTower Advisors, LLC |
19,380 |
303,000 |
0.83% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
18,861 |
303,000 |
0.83% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13,207 |
212,000 |
0.58% |
|
|
| 12 |
SMITH, MOORE & CO. |
12,550 |
202,000 |
0.55% |
|
|
| 13 |
ProVise Management Group, LLC |
11,395 |
183,000 |
0.50% |
|
|
| 14 |
ASSET PLANNING SERVICES, LTD. |
7,425 |
119,000 |
0.33% |
|
|
| 15 |
CITIGROUP INC |
1,298 |
21,000 |
0.06% |
|
|
| 16 |
ROYAL BANK OF CANADA |
1,203 |
19,000 |
0.05% |
|
|
| 17 |
Brick & Kyle, Associates |
1,078 |
17,000 |
0.05% |
|
|
| 18 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
1,021 |
16,000 |
0.04% |
|
|
| 19 |
ADVISOR GROUP, INC. |
800 |
13,000 |
0.04% |
|
|
| 20 |
Chicago Partners Investment Group LLC |
495 |
8,000 |
0.02% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
168 |
3,000 |
0.01% |
|
|
| 22 |
MSI Financial Services Inc |
4 |
0 |
0.00% |
|
|
