| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
1,760,964 |
29,056,000 |
51.80% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
871,757 |
14,384,000 |
25.64% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
152,135 |
2,510,000 |
4.47% |
|
|
| 4 |
UBS Group AG |
109,568 |
1,808,000 |
3.22% |
|
|
| 5 |
Independence Trust CO |
105,172 |
1,735,000 |
3.09% |
|
|
| 6 |
MORGAN STANLEY |
67,822 |
1,119,000 |
1.99% |
|
|
| 7 |
FIRST TRUST ADVISORS LP |
53,482 |
882,000 |
1.57% |
|
|
| 8 |
BESSEMER GROUP INC |
50,000 |
825,000 |
1.47% |
|
|
| 9 |
HighTower Advisors, LLC |
37,824 |
624,000 |
1.11% |
|
|
| 10 |
Peachtree Investment Advisors, Inc. |
34,846 |
575,000 |
1.02% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
34,251 |
565,000 |
1.01% |
|
|
| 12 |
Invesco Ltd. |
27,269 |
450,000 |
0.80% |
|
PRN |
| 13 |
WELLS FARGO & COMPANY/MN |
18,261 |
302,000 |
0.54% |
|
|
| 14 |
ProVise Management Group, LLC |
16,905 |
279,000 |
0.50% |
|
|
| 15 |
SMITH, MOORE & CO. |
15,300 |
252,000 |
0.45% |
|
|
| 16 |
CSS LLC/IL |
13,405 |
221,000 |
0.39% |
|
|
| 17 |
Affiance Financial, LLC |
13,217 |
218,000 |
0.39% |
|
|
| 18 |
ASSET PLANNING SERVICES, LTD. |
7,026 |
116,000 |
0.21% |
|
|
| 19 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
3,700 |
61,000 |
0.11% |
|
|
| 20 |
CITIGROUP INC |
3,172 |
52,000 |
0.09% |
|
|
| 21 |
Chicago Partners Investment Group LLC |
1,801 |
30,000 |
0.05% |
|
|
| 22 |
MSI Financial Services Inc |
1,004 |
17,000 |
0.03% |
|
|
| 23 |
ROYAL BANK OF CANADA |
900 |
15,000 |
0.03% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
124 |
2,000 |
0.00% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1 |
0 |
0.00% |
|
|
