Dark
Light
System
Security
WESTERN ASSET VAR RT STRG FD
WESTERN ASSET VAR RT STRG FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 25 Institutional holders with a total value of $34,232,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SIT INVESTMENT ASSOCIATES INC 859,163 13,180,000 38.50%
2 RELATIVE VALUE PARTNERS GROUP, LLC 826,443 13,083,000 38.22%
3 KOVITZ INVESTMENT GROUP PARTNERS, LLC 141,826 2,176,000 6.36%
4 MORGAN STANLEY 63,189 969,000 2.83%
5 UBS Group AG 59,908 919,000 2.68%
6 FIRST TRUST ADVISORS LP 50,713 778,000 2.27%
7 Raymond James Financial Services Advisors, Inc. 43,795 672,000 1.96%
8 BESSEMER GROUP INC 27,383 420,000 1.23%
9 BANK OF AMERICA CORP /DE/ 20,381 313,000 0.91%
10 HighTower Advisors, LLC 20,232 303,000 0.89%
11 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 18,554 285,000 0.83%
12 ProVise Management Group, LLC 16,905 259,000 0.76%
13 WELLS FARGO & COMPANY/MN 15,931 244,000 0.71%
14 SMITH, MOORE & CO. 14,350 220,000 0.64%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,165 217,000 0.63%
16 ASSET PLANNING SERVICES, LTD. 7,220 111,000 0.32%
17 CITIGROUP INC 1,622 25,000 0.07%
18 Brick & Kyle, Associates 1,078 17,000 0.05%
19 AMERICAN INTERNATIONAL GROUP, INC. 800 12,000 0.04%
20 BRONFMAN E.L. ROTHSCHILD, L.P. 635 10,000 0.03%
21 Chicago Partners Investment Group LLC 495 8,000 0.02%
22 ROYAL BANK OF CANADA 493 8,000 0.02%
23 Tower Research Capital LLC (TRC) 194 3,000 0.01%
24 MSI Financial Services Inc 4 0 0.00%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.