| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,368,889 | 22,792,000 | 45.79% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 989,977 | 16,483,000 | 33.11% | ||
| 3 | UBS Group AG | 117,515 | 1,957,000 | 3.93% | ||
| 4 | Independence Trust CO | 112,640 | 1,874,000 | 3.76% | ||
| 5 | MORGAN STANLEY | 64,419 | 1,072,000 | 2.15% | ||
| 6 | FIRST TRUST ADVISORS LP | 53,282 | 887,000 | 1.78% | ||
| 7 | Peachtree Investment Advisors, Inc. | 40,713 | 678,000 | 1.36% | ||
| 8 | HighTower Advisors, LLC | 39,064 | 650,000 | 1.31% | ||
| 9 | Invesco Ltd. | 29,830 | 497,000 | 1.00% | PRN | |
| 10 | CITIGROUP INC | 29,345 | 489,000 | 0.98% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 24,351 | 405,000 | 0.81% | ||
| 12 | ProVise Management Group, LLC | 17,905 | 298,000 | 0.60% | ||
| 13 | Virtu KCG Holdings LLC | 16,380 | 273,000 | 0.55% | ||
| 14 | Affiance Financial, LLC | 15,797 | 263,000 | 0.53% | ||
| 15 | SMITH, MOORE & CO. | 14,050 | 234,000 | 0.47% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 13,285 | 221,000 | 0.44% | ||
| 17 | CSS LLC/IL | 13,135 | 219,000 | 0.44% | ||
| 18 | SG Americas Securities, LLC | 11,040 | 184,000 | 0.37% | ||
| 19 | WELLS FARGO & COMPANY/MN | 9,025 | 150,000 | 0.30% | ||
| 20 | OPTIMUM INVESTMENT ADVISORS | 4,224 | 70,000 | 0.14% | ||
| 21 | ROYAL BANK OF CANADA | 1,850 | 31,000 | 0.06% | ||
| 22 | MSI Financial Services Inc | 1,004 | 17,000 | 0.03% | ||
| 23 | NEW ENGLAND SECURITIES CORP /MA/ | 1,000 | 17,000 | 0.03% | ||
| 24 | Chicago Partners Investment Group LLC | 904 | 15,000 | 0.03% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
