| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,549,605 | 25,599,000 | 48.74% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,008,055 | 16,653,000 | 31.71% | ||
| 3 | UBS Group AG | 112,391 | 1,857,000 | 3.54% | ||
| 4 | Independence Trust CO | 104,922 | 1,733,000 | 3.30% | ||
| 5 | MORGAN STANLEY | 65,412 | 1,080,000 | 2.06% | ||
| 6 | FIRST TRUST ADVISORS LP | 53,590 | 885,000 | 1.68% | ||
| 7 | BESSEMER GROUP INC | 50,000 | 826,000 | 1.57% | ||
| 8 | HighTower Advisors, LLC | 37,921 | 626,000 | 1.19% | ||
| 9 | Peachtree Investment Advisors, Inc. | 37,046 | 612,000 | 1.17% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 34,305 | 567,000 | 1.08% | ||
| 11 | Invesco Ltd. | 28,869 | 477,000 | 0.91% | PRN | |
| 12 | WELLS FARGO & COMPANY/MN | 17,475 | 289,000 | 0.55% | ||
| 13 | ProVise Management Group, LLC | 16,905 | 280,000 | 0.53% | ||
| 14 | Affiance Financial, LLC | 14,887 | 246,000 | 0.47% | ||
| 15 | SMITH, MOORE & CO. | 14,050 | 232,000 | 0.44% | ||
| 16 | CSS LLC/IL | 13,232 | 219,000 | 0.42% | ||
| 17 | DOLIVER ADVISORS, LP | 10,477 | 173,000 | 0.33% | ||
| 18 | OPTIMUM INVESTMENT ADVISORS | 4,377 | 72,000 | 0.14% | ||
| 19 | CITIGROUP INC | 2,903 | 48,000 | 0.09% | ||
| 20 | MSI Financial Services Inc | 1,004 | 17,000 | 0.03% | ||
| 21 | Chicago Partners Investment Group LLC | 897 | 15,000 | 0.03% | ||
| 22 | ROYAL BANK OF CANADA | 900 | 15,000 | 0.03% | ||
| 23 | BARCLAYS PLC | 100 | 2,000 | 0.00% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
