| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,189,382 | 20,315,000 | 41.93% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 888,340 | 15,173,000 | 31.32% | ||
| 3 | UBS AG | 196,868 | 3,362,000 | 6.94% | ||
| 4 | Independence Trust CO | 106,234 | 1,813,000 | 3.74% | ||
| 5 | Invesco Ltd. | 101,776 | 1,738,000 | 3.59% | PRN | |
| 6 | MORGAN STANLEY | 61,828 | 1,056,000 | 2.18% | ||
| 7 | FIRST TRUST ADVISORS LP | 48,456 | 828,000 | 1.71% | ||
| 8 | Peachtree Investment Advisors, Inc. | 40,713 | 695,000 | 1.43% | ||
| 9 | HighTower Advisors, LLC | 38,747 | 662,000 | 1.37% | ||
| 10 | CITIGROUP INC | 31,473 | 538,000 | 1.11% | ||
| 11 | Saba Capital Management, L.P. | 26,124 | 446,000 | 0.92% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 24,289 | 415,000 | 0.86% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 17,585 | 300,000 | 0.62% | ||
| 14 | ProVise Management Group, LLC | 17,130 | 292,000 | 0.60% | ||
| 15 | SMITH, MOORE & CO. | 14,050 | 240,000 | 0.50% | ||
| 16 | CSS LLC/IL | 12,967 | 221,000 | 0.46% | ||
| 17 | WELLS FARGO & COMPANY/MN | 10,504 | 179,000 | 0.37% | ||
| 18 | OPTIMUM INVESTMENT ADVISORS | 4,223 | 71,000 | 0.15% | ||
| 19 | ROYAL BANK OF CANADA | 3,850 | 66,000 | 0.14% | ||
| 20 | MSI Financial Services Inc | 1,004 | 17,000 | 0.04% | ||
| 21 | NEW ENGLAND SECURITIES CORP /MA/ | 1,000 | 17,000 | 0.04% | ||
| 22 | BENJAMIN F. EDWARDS & COMPANY, INC. | 400 | 7,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
