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WESTERN ASSET VAR RT STRG FD
WESTERN ASSET VAR RT STRG FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 24 Institutional holders with a total value of $31,531,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 4 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 1 0 0.00%
3 ROYAL BANK OF CANADA 493 8,000 0.03%
4 Chicago Partners Investment Group LLC 495 8,000 0.03%
5 BRONFMAN E.L. ROTHSCHILD, L.P. 635 10,000 0.03%
6 Plante Moran Financial Advisors, LLC 727 12,000 0.04%
7 AMERICAN INTERNATIONAL GROUP, INC. 800 13,000 0.04%
8 CITIGROUP INC 1,298 21,000 0.07%
9 ASSET PLANNING SERVICES, LTD. 7,152 113,000 0.36%
10 SG Americas Securities, LLC 10,048 159,000 0.50%
11 Invesco Ltd. 11,600 184,000 0.58%
12 SMITH, MOORE & CO. 14,350 227,000 0.72%
13 WELLS FARGO & COMPANY/MN 15,931 252,000 0.80%
14 ProVise Management Group, LLC 16,905 267,000 0.85%
15 HighTower Advisors, LLC 20,497 319,000 1.01%
16 BANK OF AMERICA CORP /DE/ 20,257 321,000 1.02%
17 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 23,525 372,000 1.18%
18 BESSEMER GROUP INC 27,383 433,000 1.37%
19 FIRST TRUST ADVISORS LP 29,543 468,000 1.48%
20 UBS Group AG 61,194 969,000 3.07%
21 Kovitz Investment Group, LLC 64,721 1,025,000 3.25%
22 MORGAN STANLEY 66,036 1,045,000 3.31%
23 SIT INVESTMENT ASSOCIATES INC 657,756 10,412,000 33.02%
24 RELATIVE VALUE PARTNERS GROUP, LLC 940,811 14,893,000 47.23%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.