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WESTERN ASSET VAR RT STRG FD
WESTERN ASSET VAR RT STRG FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 23 Institutional holders with a total value of $33,067,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 4 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 1 0 0.00%
3 Chicago Partners Investment Group LLC 495 8,000 0.02%
4 BRONFMAN E.L. ROTHSCHILD, L.P. 635 10,000 0.03%
5 ADVISOR GROUP, INC. 800 12,000 0.04%
6 Brick & Kyle, Associates 1,078 17,000 0.05%
7 ROYAL BANK OF CANADA 1,203 19,000 0.06%
8 CITIGROUP INC 1,298 20,000 0.06%
9 ASSET PLANNING SERVICES, LTD. 7,288 113,000 0.34%
10 SMITH, MOORE & CO. 12,550 195,000 0.59%
11 ProVise Management Group, LLC 13,492 210,000 0.64%
12 HighTower Advisors, LLC 19,517 292,000 0.88%
13 BANK OF AMERICA CORP /DE/ 22,045 343,000 1.04%
14 WELLS FARGO & COMPANY/MN 23,493 366,000 1.11%
15 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 26,770 417,000 1.26%
16 BESSEMER GROUP INC 27,383 426,000 1.29%
17 Shaker Financial Services, LLC 30,103 468,000 1.42%
18 FIRST TRUST ADVISORS LP 51,934 808,000 2.44%
19 MORGAN STANLEY 58,607 912,000 2.76%
20 UBS Group AG 60,093 935,000 2.83%
21 KOVITZ INVESTMENT GROUP PARTNERS, LLC 137,121 2,134,000 6.45%
22 RELATIVE VALUE PARTNERS GROUP, LLC 655,576 10,150,000 30.70%
23 SIT INVESTMENT ASSOCIATES INC 977,654 15,212,000 46.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.